SEC Form 4 · accession 0001213900-18-010419
Flat Rock Opportunity Fund · FROPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shiloh R Bates
Officer — Chief Investment Officer
Period of report
Aug 2, 2018
Accepted (ET)
Aug 8, 2018 · 1:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001732078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Aug 2, 2018 | P | 3,255 | $20.58 | A | 9,905 | D |
Table II — derivative securities
No Table II lines on this filing.