SEC Form 4 · accession 0001213900-18-009111
Flat Rock Opportunity Fund · FROPX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Grunewald
Officer — Chief Executive Officer · Director · Other
Period of report
Jul 5, 2018
Accepted (ET)
Jul 12, 2018 · 3:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001732078
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares of Beneficial Interest | Jul 5, 2018 | P | 37,500 | $20.00 | A | 50,000 | D | |
| Common Shares of Beneficial Interest | Jul 10, 2018 | P | 31,952 | $20.03 | A | 81,952 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Mr. Grunewald is a control person of Flat Rock Global, LLC which is the investment adviser of Flat Rock Opportunity Fund.