SEC Form 4 · accession 0001209191-18-043858
Tilray Brands, Inc. · TLRY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Auerbach
Director
Period of report
Jul 23, 2018
Accepted (ET)
Jul 25, 2018 · 1:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001731348
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class 2 Common StockF1,F2 | Jul 23, 2018 | C | 296,741 | $17.00 | A | 296,741 | I | By Murphy Ofutt Tilray, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred SharesF2,F1,F3 | — | Jul 23, 2018 | C | 296,741 | D | — | — | Class 2 Common Stock | 296,741 | 0 | I |
Explanation of responses
- F1The Series A Preferred Shares automatically converted into Class 2 Common Shares of the Issuer on a 1-to-1 basis upon closing of the initial public offering of the Issuer.
- F2Mr. Auerbach serves as General Partner of Murphy Ofutt Tilray, LLC and has sole voting and investment power with respect to the shares held by Murphy Ofutt Tilray, LLC.
- F3Not applicable.