SEC Form 4 · accession 0001104659-18-037177

VectoIQ Acquisition Corp. · VTIQ

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

May 29, 2018

Accepted (ET)

May 31, 2018 · 4:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001731289

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	May 29, 2018	P$0	57,541	—	A	4,586,132	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Warrant^F1,F2,F3,F4	$11.50	May 29, 2018	P	57,541	A	—	—	Common Stock	57,541	525,909	D

F1In connection with the underwriters' election to exercise in full the over-allotment option granted in connection with the Issuer's initial public offering, VectoIQ Holdings, LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 57,541 additional units (the "Private Units") for an aggregate purchase price of $570,541. Each Private Unit consists of one share of common stock and one warrant.
F2The securities are held directly by the Sponsor and indirectly by Stephen Girsky, who is the managing member of the Sponsor. Certain of the Issuer's other officers and directors hold economic interests in the Sponsor and pecuniary interests in certain of the securities held by the Sponsor. Each of Mr. Girsky and such other officers and directors disclaims beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
F3The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or May 18, 2019.
F4The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.