SEC Form 4 · accession 0001437749-26-026919
BayCom Corp · BCML
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher F Baron
Officer — President and CEO · Director
Period of report
Aug 10, 2026
Accepted (ET)
Aug 11, 2026 · 12:50 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001730984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 10, 2026 | P | 8,250 | $30.39 | A | 9,247 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance UnitsF1 | — | holding | — | — | — | — | Jul 21, 2029 | Common Stock | 52,500 | 52,500 | D |
Explanation of responses
- F1Represents a grant of 52,500 performance stock units. The performance stock units will be earned and become "Banked PSUs" upon satisfaction of the market vesting condition, which occurs on the date on which the daily volume-weighted average price per share of the issuer's common stock equals or exceeds $40.26 for twenty (20) consecutive trading days, subject to certification by the issuer's compensation committee. The Banked PSUs remain subject to the executive's continued employment through July 1, 2029, and, upon settlement, will be paid 50% in shares of the issuer's common stock and 50% in cash.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $30.27 to $30.485, inclusive. The reporting person undertakes to provide BayCom Corp, any security holder of BayCom Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.