SEC Form 3 · accession 0001493152-18-016909
Blue Star Foods Corp. · BSFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John R Keeler
Officer — Executive Chairman · Director · 10% Owner
Period of report
Nov 8, 2018
Accepted (ET)
Nov 30, 2018 · 3:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001730773
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stockF1 | holding | — | — | — | 15,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Such shares are subject to a lock-up agreement with the issuer for 18 months from November 8, 2018 ("Lock-Up Period"), pursuant to which the reporting person may not sell or dispose of more than 50% of the common stock held by him or at a price per share of less than $2.20, except for up to 10% of his shares to a charitable organization which agrees to be bound by such Lock-Up Period restrictions. After the Lock-Up Period, the reporting person may not sell more than one-third of the common stock held by him in any two-month period.