SEC Form 4 · accession 0000899243-18-017537
Charah Solutions, Inc. · CHRA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott Andrew Sewell
Officer — Chief Operating Officer
Period of report
Jun 18, 2018
Accepted (ET)
Jun 20, 2018 · 9:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001730346
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 18, 2018 | A | 269,494 | — | A | 269,494 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares of common stock include 168,554 shares of restricted stock, 25% of which vested upon completion of the initial public offering of Charah Solutions, Inc. (the "Issuer"). The remaining 75% of the restricted shares will vest, upon achieving certain performance goals set forth in the reporting person's restricted stock agreement, in three pro rata installments on December 31, 2018, December 31 2019 and December 31, 2020.
- F2The reporting person acquired these securities in accordance with the Master Reorganization Agreement (the "MRA"), dated June 13, 2018, by and among Issuer, the reporting person and the other parties thereto.