SEC Form 4 · accession 0001730168-19-000002
Broadcom Inc. · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald Macleod
Director
Period of report
Jan 7, 2019
Accepted (ET)
Jan 9, 2019 · 5:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001730168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF2 | Jan 7, 2019 | M | 5,223 | $62.47 | A | 59,788 | D | |
| Common Stock, $0.001 par valueF2 | Jan 7, 2019 | S | 5,223 | $233.65 | D | 54,565 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $62.47 | Jan 7, 2019 | M | 5,223 | D | — | Apr 8, 2019 | Common Stock, $0.001 par value | 5,223 | 0 | D |
Explanation of responses
- F1Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2Includes 807 Restricted Stock Units.
- F3The option is fully vested and exercisable.