SEC Form 4 · accession 0001730168-18-000043
Broadcom Inc. · AVGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kirsten M. Spears
Officer — Principal Accounting Officer
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001730168
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par valueF1 | Sep 28, 2018 | S | 1,194 | $246.518 | D | 24,461 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 21,625 Restricted Stock Units and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2018.