SEC Form 4 · accession 0001104659-26-110983

Broadcom Inc. · AVGO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Henry Samueli

Director

Period of report

Sep 23, 2026

Accepted (ET)

Sep 25, 2026 · 4:15 pm EDT

Rule 10b5-1 plan

yes — trade under a plan

Issuer CIK

0001730168

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.001 par value^F2,F19	Sep 23, 2026	S	22,624	$354.75	D	29,961,416	I	See Footnote
Common Stock, $0.001 par value^F3,F19	Sep 23, 2026	S	22,946	$355.55	D	29,938,470	I	See Footnote
Common Stock, $0.001 par value^F4,F19	Sep 23, 2026	S	10,058	$356.59	D	29,928,412	I	See Footnote
Common Stock, $0.001 par value^F5,F19	Sep 23, 2026	S	6,959	$357.66	D	29,921,453	I	See Footnote
Common Stock, $0.001 par value^F6,F19	Sep 23, 2026	S	4,560	$358.47	D	29,916,893	I	See Footnote
Common Stock, $0.001 par value^F7,F19	Sep 23, 2026	S	2,162	$359.48	D	29,914,731	I	See Footnote
Common Stock, $0.001 par value^F8,F19	Sep 23, 2026	S	397	$360.76	D	29,914,334	I	See Footnote
Common Stock, $0.001 par value^F9,F19	Sep 23, 2026	S	512	$361.48	D	29,913,822	I	See Footnote
Common Stock, $0.001 par value^F10,F20	Sep 23, 2026	S	186,809	$354.71	D	36,327,861	I	See Footnote
Common Stock, $0.001 par value^F11,F20	Sep 23, 2026	S	230,031	$355.50	D	36,097,830	I	See Footnote
Common Stock, $0.001 par value^F12,F20	Sep 23, 2026	S	85,221	$356.58	D	36,012,609	I	See Footnote
Common Stock, $0.001 par value^F13,F20	Sep 23, 2026	S	50,998	$357.52	D	35,961,611	I	See Footnote
Common Stock, $0.001 par value^F14,F20	Sep 23, 2026	S	44,618	$358.42	D	35,916,993	I	See Footnote
Common Stock, $0.001 par value^F15,F20	Sep 23, 2026	S	22,579	$359.44	D	35,894,414	I	See Footnote
Common Stock, $0.001 par value^F16,F20	Sep 23, 2026	S	407	$361.18	D	35,894,007	I	See Footnote
Common Stock, $0.001 par value^F17,F20	Sep 23, 2026	S	11,309	$361.79	D	35,882,698	I	See Footnote
Common Stock, $0.001 par value^F20	Sep 23, 2026	G	72,474	$0.00	D	35,810,224	I	See Footnote
Common Stock, $0.001 par value^F18	holding	—	—		—	864	D
Common Stock, $0.001 par value^F21	holding	—	—		—	12,272,030	I	See Footnote
Common Stock, $0.001 par value^F22	holding	—	—		—	4,596,900	I	See Footnote

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.
F10The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.
F11The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.
F12The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.
F13The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.
F14The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.
F15The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.
F16The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.
F17The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.
F18Includes 864 RSUs.
F19Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.
F20Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F21Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F22Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.
F4The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.
F5The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.
F6The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.
F7The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.
F8The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.
F9The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.