SEC Form 4 · accession 0001213900-18-017529
Fintech Acquisition Corp. III · FTAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cohen Sponsor Interests III, LLC
10% Owner
Period of report
Dec 14, 2018
Accepted (ET)
Dec 18, 2018 · 5:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001729756
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Dec 14, 2018 | J | 85,000 | D | — | — | Class A Common Stock | 85,000 | 3,580,498 | I |
Explanation of responses
- F1The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
- F2Represents transfers of membership interests to new members of the issuer's sponsor at the original purchase price.