SEC Form 4 · accession 0001213900-18-016847

Fintech Acquisition Corp. III · FTAC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Chief Executive Officer · Director · 10% Owner

Period of report

Nov 30, 2018

Accepted (ET)

Dec 3, 2018 · 4:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001729756

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3,F4,F1	—	Nov 30, 2018	J	80,000	D	—	—	Class A Common Stock	80,000	1,401,070	I
Class B Common Stock^F3,F5,F1	—	Nov 30, 2018	J	80,000	D	—	—	Class A Common Stock	80,000	1,401,070	I

F1The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
F2Represents transfers of shares to new members of the issuer's sponsors at the original purchase price.
F3The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for any other purpose.
F4These shares are held directly by the issuer's sponsors, FinTech Investor Holdings III, LLC, FinTech Masala Advisors, LLC and 3FIII, LLC, each of which is managed by the reporting person.
F5DGC Family FinTech Trust is an indirect owner of Cohen Sponsor Interests III, LLC, a member of each of the issuer's sponsors.