SEC Form 3 · accession 0001213900-18-015993

Fintech Acquisition Corp. III · FTAC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Nov 15, 2018

Accepted (ET)

Nov 15, 2018 · 9:21 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001729756

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	holding	—	—		—	425,000	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2,F3	—	holding	—	—	—	—	—	Class A Common Stock	1,850,130	—	D
Warrants^F4,F5,F6	$11.50	holding	—	—	—	—	—	Class A Common Stock	212,500	—	D

F1These shares underlie 425,000 units of the issuer that the reporting person has irrevocably committed to purchase.
F2The shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination on a one-for-one basis, subject to certain adjustments described in the issuer's charter documents and have no expiration date.
F3These shares represent Class B common stock held by the reporting person acquired pursuant to a subscription agreement by and between the reporting person and the issuer.
F4The warrants will become exercisable at the later of 30 days after the consummation of the issuer's initial business combination or 12 months from the completion of the issuer's initial public offering.
F5The warrants will expire five years after the consummation of the issuer's initial business combination or earlier upon redemption of all of the issuer's outstanding common stock or the issuer's liquidation.
F6These warrants underlie 425,000 units of the issuer that the reporting person has irrevocably committed to purchase.