SEC Form 4/A · accession 0001209191-19-011619
i3 Verticals, Inc. · IIIV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Bertke
Officer — Chief Technology Officer
Period of report
Jun 25, 2018
Accepted (ET)
Feb 20, 2019 · 5:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001728688
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B common stock, par value $0.0001 per shareF1,F2 | Jun 25, 2018 | J | 34,868 | — | A | 34,868 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Amendment is provided to revise the Transaction Date in Column 2, which was initially reported as 6/25/2028 as a result of a printer error.
- F2Pursuant to the Reorganization Transactions (as defined in i3 Verticals, Inc.'s (the "Issuer") Registration Statement on Form S-1, as amended (File No. 333-225214) (the "Registration Statement")) as part of the Issuer's initial public offering ("IPO"), the Reporting Person's equity ownership in i3 Verticals, LLC was converted into newly issued common units in i3 Verticals, LLC (each a "Common Unit") together with an equal number of shares of Class B common stock, par value $0.0001 per share (the "Class B Common Stock"), in the Issuer. The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof and (iii) may only be issued, on a one-for-one basis, to the holders of Common Units.