SEC Form 4 · accession 0001104659-18-037312
Scholar Rock Holding Corp · SRRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy A Springer
Director · 10% Owner
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 9:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001727196
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2018 | C | 350,287 | — | A | 1,138,433 | D | |
| Common StockF1 | May 29, 2018 | C | 522,556 | — | A | 1,660,989 | D | |
| Common StockF1 | May 29, 2018 | C | 507,662 | — | A | 2,168,651 | D | |
| Common StockF1 | May 29, 2018 | C | 733,808 | — | A | 2,902,459 | D | |
| Common StockF1 | May 29, 2018 | C | 299,632 | — | A | 3,202,091 | D | |
| Common Stock | May 29, 2018 | P | 71,428 | $14.00 | A | 3,273,519 | D | |
| Common StockF1,F2 | May 29, 2018 | C | 275,903 | — | A | 275,903 | I | By TAS Partners, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A-1 PreferredF1 | — | May 29, 2018 | C | 1,000,000 | D | — | — | Common Stock | 350,287 | 0 | D |
| Series A-2 PreferredF1 | — | May 29, 2018 | C | 1,491,792 | D | — | — | Common Stock | 522,556 | 0 | D |
| Series A-3 PreferredF1 | — | May 29, 2018 | C | 1,449,275 | D | — | — | Common Stock | 507,662 | 0 | D |
| Series B PreferredF1 | — | May 29, 2018 | C | 2,094,875 | D | — | — | Common Stock | 733,808 | 0 | D |
| Series C PreferredF1 | — | May 29, 2018 | C | 855,391 | D | — | — | Common Stock | 299,632 | 0 | D |
| Series A-4 PreferredF1,F2 | — | May 29, 2018 | C | 787,649 | D | — | — | Common Stock | 275,903 | 0 | I |
Explanation of responses
- F1Each share of Preferred Stock automatically converted into Common Stock, for no payment or additional consideration, on a 2.8548-for-1 basis at the closing of the Issuer's initial public offering on May 29, 2018 and had no expiration date.
- F2Timothy Springer is the Managing Member of TAS Partners, LLC.