SEC Form 4 · accession 0001736768-26-000006
Goosehead Insurance, Inc. · GSHD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Evan Jones
Officer — Executive Chairman · Director · 10% Owner · Other
Period of report
Aug 17, 2026
Accepted (ET)
Aug 19, 2026 · 9:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001726978
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 17, 2026 | G | 100 | $0.00 | D | 38,751 | D | |
| Class B Common StockF1 | holding | — | — | — | 182,349 | D | ||
| Class B Common StockF2 | holding | — | — | — | 8,511,535 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LLC Units in Goosehead Financial, LLCF1,F3 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 182,349 | 182,349 | D |
| LLC Units in Goosehead Financial, LLCF2,F3 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 8,511,535 | 8,511,535 | I |
Explanation of responses
- F1Does not reflect shares of Class A Common Stock, shares of Class B Common Stock, or LLC Units, as applicable, directly held by the reporting person's spouse, who is independently a reporting person of the Issuer.
- F2Reflects shares of Class A Common Stock, shares of Class B Common Stock, or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which the reporting person's immediate family members are beneficiaries.
- F3Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.