SEC Form 4 · accession 0001738563-19-000006
Pluralsight, Inc. · PS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nate Walkingshaw
Officer — Chief Experience Officer
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 31, 2019 | M | 15,000 | $0.00 | A | 141,995 | D | |
| Class A Common StockF3 | Jan 31, 2019 | S | 22,806 | $30.0125 | D | 119,189 | D | |
| Class A Common Stock | Feb 1, 2019 | M | 45,625 | $0.00 | A | 164,814 | D | |
| Class A Common StockF4 | Feb 1, 2019 | S | 45,625 | $29.9988 | D | 119,189 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF5 | — | Jan 31, 2019 | M | 15,000 | D | — | — | Class A Common Stock | 15,000 | 353,200 | D |
| Class B Common StockF5 | — | Feb 1, 2019 | M | 45,625 | D | — | — | Class A Common Stock | 45,625 | 307,575 | D |
Explanation of responses
- F1The reported shares represent a one-for-one exchange of the Issuer's Class B Common Stock to Class A Common Stock.
- F2The sale transactions were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2018.
- F3The sale price represents the weighted average price of the shares sold ranging from $30.00 to $30.10 per share. Upon request of the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F4The sale price represents the weighted average price of the shares sold ranging from $29.53 to $30.36 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.
- F6Represents shares of Class B Common Stock exchanged on a one-for-one basis into shares of Class A Common Stock.