SEC Form 4 · accession 0001738563-19-000002
Pluralsight, Inc. · PS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nate Walkingshaw
Officer — Chief Experience Officer
Period of report
Jan 2, 2019
Accepted (ET)
Jan 3, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Jan 2, 2019 | F | 697 | $22.81 | D | 58,245 | D | |
| Class A Common Stock | Jan 2, 2019 | M | 45,625 | $0.00 | A | 103,870 | D | |
| Class A Common StockF4 | Jan 2, 2019 | S | 37,201 | $22.5924 | D | 66,669 | D | |
| Class A Common StockF5,F2 | Jan 2, 2019 | S | 8,424 | $23.165 | D | 58,245 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF6 | — | Jan 2, 2019 | M | 45,625 | D | — | — | Class A Common Stock | 45,625 | 368,200 | D |
Explanation of responses
- F1Represents shares of Class A Common Stock of the Company sold to satisfy the Reporting Person's tax withholding obligations in connection with the vesting of restricted stock units ("RSUs").
- F2The shares are represented by RSUs.
- F3The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2018.
- F4The sale price represents the weighted average price of the shares sold ranging from $21.99 to $22.98 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5The sale price represents the weighted average price of the shares sold ranging from $22.99 to $23.50 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F6The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.