SEC Form 4 · accession 0001338176-18-000004
Pluralsight, Inc. · PS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Budge
Officer — Chief Financial Officer
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 30, 2018 | F | 271 | $24.09 | D | 652 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF4,F3 | — | holding | — | — | — | — | — | Class A Common Stock | 33,091 | 33,091 | I |
Explanation of responses
- F1The reported shares were withheld to cover the Reporting Person's tax liability in connection with the award of Class A Common Stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan equivalent program (the "ESPP Equivalent Program").
- F2Includes 923 shares the Reporting Person was granted pursuant to the ESPP Equivalent Program.
- F3The shares of Class B Common Stock (i) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.
- F4The shares are held of record by the Budge Family Trust, of which the Reporting Person is a trustee.