SEC Form 4 · accession 0001209191-18-059616
Pluralsight, Inc. · PS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karenann K Terrell
Director
Period of report
Nov 19, 2018
Accepted (ET)
Nov 20, 2018 · 9:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 19, 2018 | M | 89,761 | — | A | 89,761 | I | See Footnote |
| Class A Common StockF4,F2 | Nov 19, 2018 | S | 54,366 | $19.8264 | D | 35,395 | I | See Footnote |
| Class A Common StockF5,F2 | Nov 19, 2018 | S | 34,695 | $20.694 | D | 700 | I | See Footnote |
| Class A Common StockF6,F2 | Nov 19, 2018 | S | 700 | $21.6729 | D | 0 | I | See Footnote |
| Class A Common StockF1,F2 | Nov 20, 2018 | M | 33,848 | — | A | 33,848 | I | See Footnote |
| Class A Common StockF7,F2 | Nov 20, 2018 | S | 8,915 | $18.6919 | D | 24,933 | I | See Footnote |
| Class A Common StockF8,F2 | Nov 20, 2018 | S | 24,933 | $19.2386 | D | 0 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F1 | — | Nov 19, 2018 | M | 89,761 | D | — | — | Class A Common Stock | 89,761 | 33,848 | I |
| Class B Common StockF2,F1 | — | Nov 20, 2018 | M | 33,848 | D | — | — | Class A Common Stock | 33,848 | 0 | I |
Explanation of responses
- F1The shares of Class B Common Stock (I) confer no incidents of economic ownership on the holders thereof and (ii) only confer one-to-one voting rights on the holders thereof. Each share of Class B Common Stock and corresponding LLC Unit is exchangeable for one share of Class A Common Stock at the option of the holder (for which the Issuer may substitute cash) and has no expiration date.
- F2The shares are held of record by the Karen A. Terrell Living Trust, of which the Reporting Person is a trustee.
- F3The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 14, 2018.
- F4The sale price represents the weighted average price of the shares sold ranging from $19.36 to $20.34 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F5The sale price represents the weighted average price of the shares sold ranging from $20.36 to $21.10 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F6The sale price represents the weighted average price of the shares sold ranging from $21.59 to $21.88 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F7The sale price represents the weighted average price of the shares sold ranging from $18.02 to $19.01 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- F8The sale price represents the weighted average price of the shares sold ranging from $19.02 to $19.75 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.