SEC Form 4 · accession 0001725526-18-000048
HighPoint Resources Corp · HPR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry Barrett
Officer — SVP Geosciences
Period of report
Mar 19, 2018
Accepted (ET)
Mar 19, 2018 · 7:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725526
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 19, 2018 | A | 256,143 | $0.00 | A | 256,143 | D | |
| Common Stock | Mar 19, 2018 | A | 2,567 | $0.00 | A | 2,567 | I | 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options: Right to BuyF4,F3 | $27.25 | Mar 19, 2018 | A | 14,400 | A | — | Feb 14, 2019 | Common Stock | 14,400 | 14,400 | D |
Explanation of responses
- F1Received in exchange for 258,710 shares of Bill Barrett Corporation common stock in connection with merger of Bill Barrett Corporation into HighPoint Resources Corporation (the "Merger"). On the effective date of the Merger, the closing price of Bill Barrett Corporation's common stock was $4.84.
- F2Includes 68,822 shares subject to forfeiture and vesting requirements.
- F3The option vests in four equal annual installments beginning February 16, 2013.
- F4Received in the Merger in exchange for an employee stock option to acquire 14,400 shares of HighPoint Resources Corporation common stock for $27.25 per share.