SEC Form 4 · accession 0001580642-18-004612
Tortoise Tax-Advantaged Social Infrastructure Fund, Inc. · TSIFX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jun 8, 2018
Accepted (ET)
Sep 21, 2018 · 6:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725295
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 8, 2018 | P | 2,502,503 | $9.99 | A | 3,002,503 | D | |
| Common StockF1,F3 | Jun 8, 2018 | P | 500,499 | $9.99 | A | 500,499 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4 is being filed on behalf of Bicknell Family Holding Company, LLC ("BFHC"), a Delaware limited liability company, and Martin C. Bicknell. Mr. Bicknell is the Elected Manager of BFHC, and thus, a controlling person of BFHC. Each of BFHC and Mr. Bicknell are beneficial owners of more than 10% of Common Stock of the Tortoise Tax-Advantaged Social Infrastructure Fund Inc. (the "Issuer").
- F2Common stock held directly by BFHC. Mr. Bicknell disclaims beneficial ownership of the securities held directly by BFHC except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of these securities by Mr. Bicknell for purposes of Section 16.
- F3Common stock held directly by Mr. Bicknell. BFHC disclaims beneficial ownerhsip of the securities held directly by Mr. Bicknell, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of these securities by BFHC for purposes of Section 16.