SEC Form 4 · accession 0001104659-18-022203
AdaptHealth Corp. · AHCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Hochberg
Director · 10% Owner
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 2, 2018 | J | 3,913 | — | D | 26,087 | D | |
| Common StockF3,F2,F4 | Apr 2, 2018 | J | 921,848 | — | D | 6,045,652 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F13,913 shares were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1, as amended (File No. 333-222376) (the "Registration Statement").
- F2The Reporting Person, a partner in Deerfield Management Company, L.P., has no pecuniary interest in the securities reported herein and disclaims beneficial ownership of such securities. The Reporting Person holds the securities for the benefit, and at the direction, of Deerfield Management Company, L.P.
- F3921,848 shares were forfeited to the Issuer at no cost in connection with the expiration of the underwriters' over-allotment option, as described in the Issuer's Registration Statement.
- F4The shares are held directly by Deerfield/RAB Ventures, LLC and indirectly by the Reporting Person, as manager of Deerfield/RAB Ventures, LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.