SEC Form 4 · accession 0001104659-18-011754
AdaptHealth Corp. · AHCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deerfield/RAB Ventures, LLC
10% Owner
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 5:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725255
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantF3,F1,F2 | $11.50 | Feb 21, 2018 | P | 4,333,333 | A | — | — | Common Stock | 4,333,333 | 4,333,333 | D |
Explanation of responses
- F1The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or February 21, 2019.
- F2The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
- F3The securities are held directly by Deerfield/RAB Ventures, LLC and indirectly by Deerfield Private Design Fund IV, L.P., as member of Deerfield/RAB Ventures, LLC, Richard Barasch, as member and manager of Deerfield/RAB Ventures, LLC, and Steven Hochberg, as manager of Deerfield/RAB Ventures, LLC. Each of Deerfield Private Design Fund IV, L.P. and Messrs. Barasch and Hochberg disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein.