SEC Form 4 · accession 0001104659-18-011751
AdaptHealth Corp. · AHCO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Hochberg
Director · 10% Owner
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725255
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Private Placement WarrantF3,F1,F2 | $11.50 | Feb 21, 2018 | P | 4,333,333 | A | — | — | Common Stock | 4,333,333 | 4,333,333 | I |
Explanation of responses
- F1The warrants will become exercisable on the later of 30 days after the completion of the Issuer's initial business combination or February 21, 2019.
- F2The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
- F3The securities are held directly by Deerfield/RAB Ventures, LLC and indirectly by the Reporting Person, as manager of Deerfield/RAB Ventures, LLC. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.