SEC Form 3 · accession 0001094891-18-000061
Union Acquisition Corp. · LTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kyle P Bransfield
Officer — Chief Executive Officer · Director
Period of report
Feb 27, 2018
Accepted (ET)
Feb 27, 2018 · 6:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725206
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF1 | holding | — | — | — | 88,101 | D | ||
| Ordinary SharesF1,F2,F3 | holding | — | — | — | 642,583 | I | By Union Acquisition Associates, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantF4,F3,F5,F6 | $11.50 | holding | — | — | — | — | — | Ordinary Shares | 890,000 | — | I |
Explanation of responses
- F1Includes up to 733 ordinary shares that may be compulsorily repurchased by the Issuer if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
- F2Includes up to 187,255 ordinary shares that may be compulsorily repurchased by the Issuer if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full.
- F3This is an entity controlled by the reporting person.
- F4Includes Warrants which, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Does not include up to 300,000 additional Warrants which the reporting person irrevocably committed to purchase in the event the underwriters in the Issuer's initial public offering exercise the overallotment option in full.
- F5Each Warrant will become exercisable on the later of 30 days after the completion of an initial business combination or February 27, 2019.
- F6Each Warrant will expire five years after the completion of an initial business combination.