SEC Form 4 · accession 0001209191-19-012585
Ceridian HCM Holding Inc. · CDAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arthur Gitajn
Officer — EVP, CFO
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 20, 2019 | M | 86,500 | $16.82 | A | 98,127 | D | |
| Common StockF1,F2 | Feb 20, 2019 | S | 42,442 | $46.75 | D | 55,685 | D | |
| Common StockF1,F3 | Feb 20, 2019 | S | 44,058 | $47.26 | D | 11,627 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1,F4 | $16.82 | Feb 20, 2019 | M | 86,500 | D | — | Dec 31, 2026 | Common Stock | 86,500 | 251,000 | D |
| Option (right to buy)F5 | $22.00 | holding | — | — | — | — | Apr 25, 2028 | Common Stock | 244,565 | 244,565 | D |
| Option (right to buy)F6 | $44.91 | holding | — | — | — | — | Feb 8, 2029 | Common Stock | 3,048 | 3,048 | D |
Explanation of responses
- F1The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.35 to $46.99 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.00 to $47.56 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4Consists of 112,500 vested and exercisable options as of December 31, 2018 and 225,000 options that vest and become exercisable in two equal annual installments beginning on December 31, 2019.
- F5These options vest and become exercisable in four equal installments beginning on April 25, 2019.
- F6These options vest and become exercisable in four equal installments beginning on February 8, 2020.
Remarks
For Arthur Gitajn, pursuant to the Power of Attorney previously filed.