SEC Form 4 · accession 0001209191-19-006519
Ceridian HCM Holding Inc. · CDAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ozzie J. Goldschmied
Officer — EVP, Chief Technology Officer
Period of report
Jan 30, 2019
Accepted (ET)
Feb 1, 2019 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 30, 2019 | M | 45,000 | $16.80 | A | 70,501 | D | |
| Common StockF1 | Jan 30, 2019 | S | 45,000 | $40.00 | D | 25,501 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $16.80 | Jan 30, 2019 | M | 45,000 | D | Nov 1, 2017 | Nov 1, 2023 | Common Stock | 45,000 | 4,312 | D |
| Option (right to buy)F2 | $16.74 | holding | — | — | — | — | Jun 1, 2026 | Common Stock | 25,000 | 25,000 | D |
| Option (right to buy)F3 | $22.00 | holding | — | — | — | — | Apr 25, 2028 | Common Stock | 163,045 | 163,045 | D |
Explanation of responses
- F1The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2Consists of 12,500 vested and exercisable options as of June 1, 2018 and 12,500 options that vest and become exercisable in two equal annual installments beginning on June 1, 2019.
- F3These options vest and become exercisable in four equal installments beginning on April 25, 2019.
Remarks
For Ozzie Goldschmied, pursuantn to the Power of Attorney previously filed