SEC Form 4 · accession 0001209191-19-003320
Ceridian HCM Holding Inc. · CDAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Elliott
Officer — Chief Operating Officer
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2019 | M | 132,148 | $16.74 | A | 140,550 | D | |
| Common StockF1 | Jan 8, 2019 | S | 132,148 | $36.00 | D | 8,402 | D | |
| Common StockF1 | Jan 10, 2019 | M | 65,668 | $16.74 | A | 74,070 | D | |
| Common StockF1,F2 | Jan 10, 2019 | S | 65,668 | $36.00 | D | 8,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F1,F3 | $16.74 | Jan 8, 2019 | M | 132,148 | D | — | Jun 1, 2026 | Common Stock | 132,148 | 315,668 | D |
| Option (Right to buy)F1,F4 | $16.74 | Jan 10, 2019 | M | 65,668 | D | — | Jun 1, 2026 | Common Stock | 65,668 | 250,000 | D |
| Option (Right to Buy)F5 | $22.00 | holding | — | — | — | — | Apr 25, 2028 | Common Stock | 489,132 | 489,132 | D |
Explanation of responses
- F1The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.01 inclusive. The reporting person undertakes to provide Ceridian HCM Holding Inc., any security holder of Ceridian HCM Holding Inc. or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3Consists of 197,816 vested and exercisable options as of June 1, 2018 and 250,000 options that vest and become exercisable in two equal annual installments beginning on June 1, 2019.
- F4Consists of 65,668 vested and exercisable options as of June 1, 2018 and 250,000 options that vest and become exercisable in two equal annual installments beginning on June 1, 2019.
- F5These options vest and become exercisable in four equal installments beginning on April 25, 2019.
Remarks
For Paul Elliott, pursuant to the Power of Attorney previously filed.