SEC Form 4 · accession 0000914190-18-000324
Ceridian HCM Holding Inc. · CDAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Elliott
Officer — COO
Period of report
Aug 10, 2018
Accepted (ET)
Aug 13, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2018 | M | 18,578 | $13.46 | A | 18,578 | D | |
| Common Stock | Aug 10, 2018 | F | 10,176 | $35.19 | D | 8,402 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F1 | $13.46 | Aug 10, 2018 | M | 18,578 | D | — | Oct 21, 2018 | Common Stock | 18,578 | 0 | D |
| Option (right to buy)F1 | $13.46 | holding | — | — | — | — | Oct 13, 2019 | Common Stock | 3,714 | 3,714 | D |
| Option (right to buy)F1 | $13.46 | holding | — | — | — | — | Jun 6, 2022 | Common Stock | 33,440 | 33,440 | D |
| Option (right to buy)F1 | $16.80 | holding | — | — | — | — | Nov 1, 2023 | Common Stock | 124,000 | 124,000 | D |
| Option (right to buy)F2 | $16.74 | holding | — | — | — | — | Jun 1, 2026 | Common Stock | 500,000 | 500,000 | D |
| Option (right to buy)F3 | $22.00 | holding | — | — | — | — | Apr 25, 2028 | Common Stock | 489,132 | 489,132 | D |
Explanation of responses
- F1These options are vested and exercisable.
- F2Consists of 250,000 vested and exercisable options and 250,000 options that vest and become exercisable in two equal annual installments beginning on June 1, 2019.
- F3These options vest and become exercisable in four equal annual installments beginning on April 25, 2019.