SEC Form 4 · accession 0000914190-18-000211
Ceridian HCM Holding Inc. · CDAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ted Malley
Officer — EVP and Chief Revenue Officer
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 4:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001725057
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2018 | M | 11,627 | $17.20 | A | 125,912 | D | |
| Common Stock | holding | — | — | — | 5,813 | I | By IRA Resources, Inc. FBO Ted Malley, IRA | |
| Common StockF1 | holding | — | — | — | 5,813 | I | By Ted Malley Investments, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $17.20 | May 15, 2018 | M | 11,627 | D | — | Apr 27, 2027 | Common Stock | 11,627 | 0 | D |
| Stock Option (right to buy)F2 | $16.74 | holding | — | — | — | — | Jun 1, 2026 | Common Stock | 75,000 | 75,000 | D |
| Stock Option (right to buy)F3 | $17.20 | holding | — | — | — | — | Apr 27, 2027 | Common Stock | 11,627 | 11,627 | D |
| Stock Option (right to buy)F4 | $22.00 | holding | — | — | — | — | Apr 25, 2028 | Common Stock | 326,087 | 326,087 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- F2Consists of 18,750 vested and exercisable options and 56,250 options that vest and become exercisable in three equal annual installments beginning on June 1, 2018.
- F3Fully exercisable.
- F4These options vest and become exercisable in four equal annual installments beginning on April 25, 2019.