SEC Form 4 · accession 0000899243-18-007986
Arcus Biosciences, Inc. · RCUS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yasunori Kaneko
Director
Period of report
Mar 19, 2018
Accepted (ET)
Mar 19, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001724521
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 19, 2018 | C | 505,050 | — | A | 505,050 | I | By Kaneko Capital, LLC |
| Common StockF1,F2 | Mar 19, 2018 | C | 252,524 | — | A | 252,524 | I | By Kaneko Investments, LLC |
| Common StockF1,F2 | Mar 19, 2018 | C | 33,818 | — | A | 96,948 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Convertible Preferred StockF2 | — | Mar 19, 2018 | C | 505,050 | D | — | — | Common Stock | 505,050 | 0 | I |
| Series B Convertible Preferred StockF2 | — | Mar 19, 2018 | C | 252,524 | D | — | — | Common Stock | 252,524 | 0 | I |
| Series B Convertible Preferred StockF2 | — | Mar 19, 2018 | C | 31,253 | D | — | — | Common Stock | 31,253 | 0 | I |
| Series C Convertible Preferred StockF2 | — | Mar 19, 2018 | C | 2,565 | D | — | — | Common Stock | 2,565 | 0 | I |
Explanation of responses
- F1The total represents shares received upon conversion of shares of Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock.
- F2The reported security converted into the Issuer's Common Stock on a 1-for-1 basis automatically immediately prior to the closing of the Issuer's initial public offering without payment of further consideration. The shares have no expiration date.Q