SEC Form 4 · accession 0001104659-18-030902
PermRock Royalty Trust · PRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
NGP X US Holdings LP
10% Owner
Boaz Energy II, LLC
10% Owner
NGP Boaz Energy II Co-Invest LLC
10% Owner
Period of report
May 4, 2018
Accepted (ET)
May 7, 2018 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001724009
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Trust Units representing Beneficial InterestsF1,F2 | May 4, 2018 | S | 6,250,000 | $17.00 | D | 5,915,732 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On May 4, 2018, in connection with a registered public offering by the Issuer of its Trust Units representing Beneficial Interests in the Issuer ("Trust Units"), Boaz Energy II, LLC, a Delaware limited liability company ("Boaz Energy"), sold 6,250,000 Trust Units to the public in the registered public offering.
- F2Boaz Energy directly owns the Trust Units. All other reporting persons' ownership is indirect through Boaz Energy.
Remarks
Exhibit List: Exhibit 99 - Joint Filer Information