SEC Form 4/A · accession 0001615774-18-014134
Select Interior Concepts, Inc. · SIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
B. Riley Financial, Inc.
10% Owner
B. Riley FBR, Inc.
10% Owner
BRC Partners Opportunity Fund, LP
10% Owner
B. RILEY CAPITAL MANAGEMENT, LLC
10% Owner
BRC Partners Management GP, LLC
10% Owner
Period of report
Dec 4, 2018
Accepted (ET)
Dec 10, 2018 · 3:53 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001723866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3,F4,F5 | Dec 4, 2018 | P | 451 | $7.95 | A | 2,304,186 | I | See notes |
| Class A Common StockF6,F1,F2,F3,F4,F5 | Dec 6, 2018 | P | 3,306 | $7.89 | A | 2,307,492 | I | See notes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Amendment is to correct the amount of securities beneficially owned following the reported transaction.
- F2In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 4 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), and B. Riley FBR, Inc., a Delaware corporation ("BRFBR") (collectively, the "Filing Persons"). Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Class A Common Stock, par value $0.01 per share ("Common Stock"), of Select Interior Concepts, Inc., a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein.
- F3BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR.
- F4Represents shares of Common Stock owned directly by BRFBR.
- F5Certain of these transactions may be matchable transactions under Section 16(b) of the Exchange Act in connection with market making activities. The reporting person will disgorge the full amount of any recoverable profits to the Issuer.
- F6The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.85 to $7.95, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price.