SEC Form 4 · accession 0000899243-18-024974
Select Interior Concepts, Inc. · SIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tyrone Johnson
Officer — Chief Executive Officer · Director
Period of report
Sep 18, 2018
Accepted (ET)
Sep 20, 2018 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001723866
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 18, 2018 | P | 5,323 | $11.01 | A | 113,311 | D | |
| Class A Common Stock | Sep 19, 2018 | P | 1,820 | $10.90 | A | 115,131 | D | |
| Class A Common StockF2 | Sep 20, 2018 | P | 620 | $10.96 | A | 115,751 | D | |
| Class A Common StockF3 | holding | — | — | — | 32,018 | D | ||
| Class A Common StockF4 | holding | — | — | — | 128,074 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF5 | — | holding | — | — | — | — | — | Class A Common Stock | — | 128,074 | D |
Explanation of responses
- F1This price reported in column 4 is the weighted average price of the 5,323 shares purchased by the Reporting Person on September 18, 2018 in multiple transactions in the open market at prices ranging from $10.90 to $11.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote 1 to this Form 4.
- F2This price reported in column 4 is the weighted average price of the 620 shares purchased by the Reporting Person on September 20, 2018 in multiple transactions in the open market at prices ranging from $10.80 to $10.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the price range set forth in this footnote 2 to this Form 4.
- F3These shares of Class A Common Stock were granted by the Issuer to the Reporting Person under the Issuer's 2017 Incentive Compensation Plan on November 22, 2017, and will vest in equal installments annually over three years, provided that the Reporting Person remains in the service of the Issuer through the applicable vesting date.
- F4These shares of Class A Common Stock were granted by the Issuer to the Reporting Person under the Issuer's 2017 Incentive Compensation Plan on November 22, 2017, and will vest in equal installments annually over three years upon the achievement by the Issuer of certain performance goals, provided that the Reporting Person remains in the service of the Issuer through the applicable vesting date.
- F5The phantom stock is economically equivalent to the Issuer's Class A Common Stock. These phantom stock were granted by the Issuer to the Reporting Person under the Issuer's 2017 Incentive Compensation Plan on November 22, 2017, and will vest upon the achievement by the Issuer of certain performance goals and be settled in cash on such vesting date, provided that the Reporting Person remains in the service of the Issuer through such vesting date.