SEC Form 4 · accession 0001225208-19-004425
Columbia Financial, Inc. · CLBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J. Kemly
Officer — President & CEO · Director
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 7:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001723596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | I | 6,591 | $15.93 | A | 20,632 | I | By 401(k) |
| Common StockF1 | Mar 1, 2019 | A | 186 | $16.04 | A | 25,647 | I | By Stock-Based Deferral Plan |
| Common Stock | holding | — | — | — | 26,000 | D | ||
| Common Stock | holding | — | — | — | 7,755 | I | By Daughter (JEK) | |
| Common Stock | holding | — | — | — | 41,575 | I | By SIM | |
| Common Stock | holding | — | — | — | 8,433 | I | By Son (JRK) | |
| Common Stock | holding | — | — | — | 8,192 | I | By Son (TJK) | |
| Common Stock | holding | — | — | — | 5,933 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents phantom stock purchased by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.