SEC Form 4 · accession 0001225208-19-004422
Columbia Financial, Inc. · CLBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis E. Gibney
Officer — EVP & Chief Financial Officer
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 7:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001723596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2019 | P | 3,000 | $16.0197 | A | 3,000 | I | By IRA |
| Common StockF2 | Mar 1, 2019 | P | 3,000 | $15.983 | A | 10,000 | I | By SEP-IRA |
| Common StockF3 | Mar 1, 2019 | A | 47 | $16.04 | A | 243 | I | By Stock-Based Deferral Plan |
| Common Stock | holding | — | — | — | 48,000 | D | ||
| Common Stock | holding | — | — | — | 10,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $16.0105 to $16.0243, inclusive. The reporting person undertakes to provide to Columbia Financial, Inc., any security holder of Columbia Financial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.964 to $16.035, inclusive. The reporting person undertakes to provide to Columbia Financial, Inc., any security holder of Columbia Financial, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- F3Represents phantom stock purchased by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.