SEC Form 4 · accession 0001225208-19-000715
Columbia Financial, Inc. · CLBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Klimowich
Officer — EVP & Chief Risk Officer
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001723596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 4, 2019 | A | 25 | $15.43 | A | 253 | I | By Stock-Based Deferral Plan |
| Common Stock | holding | — | — | — | 1,764 | D | ||
| Common Stock | holding | — | — | — | 14,322 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 576 | I | By SIM |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents phantom stock purchased by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.