SEC Form 4 · accession 0000899243-18-013357
Apergy Corp · APY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul E Mahoney
Officer — See Remarks
Period of report
May 15, 2018
Accepted (ET)
May 17, 2018 · 9:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001723089
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2018 | A | 6,703 | $0.00 | A | 9,163 | D | |
| Common Stock | May 16, 2018 | A | 23,995 | $0.00 | A | 33,158 | D | |
| Common StockF2 | holding | — | — | — | 397 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $24.81 | May 15, 2018 | A | 9,674 | A | May 15, 2018 | Feb 9, 2022 | Common Stock | 9,674 | 9,674 | D |
| Stock Appreciation Right | $27.27 | May 15, 2018 | A | 11,735 | A | May 15, 2018 | Feb 14, 2023 | Common Stock | 11,735 | 11,735 | D |
| Stock Appreciation Right | $35.53 | May 15, 2018 | A | 11,823 | A | May 15, 2018 | Mar 10, 2024 | Common Stock | 11,823 | 11,823 | D |
| Stock Appreciation Right | $31.55 | May 15, 2018 | A | 15,214 | A | May 15, 2018 | Feb 12, 2025 | Common Stock | 15,214 | 15,214 | D |
| Stock Appreciation Right | $24.65 | May 15, 2018 | A | 19,475 | A | Feb 11, 2019 | Feb 11, 2026 | Common Stock | 19,475 | 19,475 | D |
| Stock Appreciation Right | $34.13 | May 15, 2018 | A | 14,062 | A | Feb 10, 2020 | Feb 10, 2027 | Common Stock | 14,062 | 14,062 | D |
Explanation of responses
- F1Includes 2,460 shares received on May 9, 2018 in a pro rata distribution by Dover Corporation exempt from reporting.
- F2These shares were received on May 9, 2018 in a pro rata distribution by Dover Corporation exempt from reporting.
Remarks
President, Production and Automation Technologies