SEC Form 4 · accession 0001722992-19-000005
Spirit MTA REIT · SMTA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ricardo Jonas Rodriguez
Officer — CEO, Pres, CFO, Treas
Period of report
Jan 31, 2019
Accepted (ET)
Feb 4, 2019 · 5:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001722992
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common shares of beneficial interestF1 | Jan 31, 2019 | A | 57,544 | $7.82 | A | 98,821 | D | |
| Common shares of beneficial interestF2 | Jan 31, 2019 | A | 31,969 | $7.82 | A | 130,790 | D | |
| Common shares of beneficial interestF3 | Jan 31, 2019 | F | 4,624 | $7.82 | D | 126,166 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of restricted stock granted pursuant to the Company Incentive Award Plan. The shares of restricted stock vest annually in three total installments (33%, 33%, 34%) beginning on January 31, 2019.
- F2Shares of restricted stock granted pursuant to the Company Incentive Award Plan. The shares of restricted stock vest annually in three total installments (33%, 33%, 34%) beginning on January 31, 2020.
- F3Represents shares surrendered to Issuer in connection with the vesting of restricted stock to satisfy the income tax withholding and remittance obligations of the reporting person at a net settlement price equal to the closing price on the NYSE on January 31, 2019 of $7.82 and does not represent a sale by the reporting person.