SEC Form 4 · accession 0001209191-19-016890

Covia Holdings Corp · CVIA

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President and CEO · Director

Period of report

Mar 1, 2019

Accepted (ET)

Mar 5, 2019 · 6:05 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001722287

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 1, 2019	S	7,406	$4.664	D	92,172	D
Common Stock^F2	Mar 1, 2019	A	135,320	$0.00	A	227,492	D
Common Stock	Mar 1, 2019	S	252	$4.664	D	3,162	I	By spouse
Common Stock^F4	Mar 1, 2019	A	3,400	$0.00	A	6,562	I	By spouse
Common Stock	holding	—	—		—	419,653	I	As trustee of Jenniffer D. Deckard Family Trust U/A/D dated February 28, 2010
Common Stock	holding	—	—		—	117,857	I	As trustee of the Abbey Jo Deckard Trust
Common Stock	holding	—	—		—	117,857	I	As trustee of the Connor John Deckard Trust
Common Stock	holding	—	—		—	20,400	I	As trustee of Daryl K. Deckard Irrrevocable Trust dated August 29, 2014
Common Stock	holding	—	—		—	70,720	I	As spouse to the trustee of Jenniffer D. Deckard Irrevocable Trust dated December 27, 2012
Common Stock	holding	—	—		—	77,306	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5,F6	$7.15	holding	—	—	—	—	Oct 1, 2019	Common Stock	66,763	66,763	D
Employee Stock Option (Right to Buy)^F5,F6	$17.85	holding	—	—	—	—	Dec 7, 2020	Common Stock	20,400	20,400	D
Employee Stock Option (Right to Buy)^F5,F6	$52.30	holding	—	—	—	—	Dec 10, 2023	Common Stock	17,000	17,000	D
Employee Stock Option (Right to Buy)^F5,F6	$80.00	holding	—	—	—	—	Oct 2, 2024	Common Stock	7,140	7,140	D
Employee Stock Option (Right to Buy)^F5	$44.15	holding	—	—	—	Dec 31, 2019	May 15, 2025	Common Stock	8,800	8,800	D
Employee Stock Option (Right to Buy)^F5,F6	$10.20	holding	—	—	—	—	Mar 1, 2026	Common Stock	23,600	23,600	D
Employee Stock Option (Right to Buy)^F5,F7	$50.15	holding	—	—	—	—	Mar 1, 2027	Common Stock	10,140	10,140	D
Employee Stock Option (Right to Buy)^F5,F6	$80.00	holding	—	—	—	—	Oct 2, 2024	Common Stock	2,713	2,713	I
Employee Stock Option (Right to Buy)^F5	$44.15	holding	—	—	—	Dec 31, 2019	May 15, 2025	Common Stock	2,193	2,193	I
Employee Stock Option (Right to Buy)^F5,F6	$10.20	holding	—	—	—	—	Mar 1, 2026	Common Stock	1,760	1,760	I
Employee Stock Option (Right to Buy)^F5,F7	$50.15	holding	—	—	—	—	Mar 1, 2027	Common Stock	660	660	I

F1The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Covia Holdings Corporation 2018 Omnibus Incentive Plan, to satisfy the reporting person's tax withholding obligations upon the vesting of 24,570 restricted stock units.
F2The reporting person was granted 135,320 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
F3The transaction reflects the number of shares of Common Stock sold pursuant to the terms of the Restricted Stock Unit Agreement and in accordance with the Covia Holdings Corporation 2018 Omnibus Incentive Plan, to satisfy the reporting person's spouse tax withholding obligations upon the vesting of 720 restricted stock units.
F4The reporting person's spouse was granted 3,400 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
F5No transaction is being reported on this line. Reported on a previously filed Form 3.
F6Immediately exercisable.
F7Two-thirds of this option is immediately exercisable. The remaining one-third will vest on March 1, 2020.