SEC Form 4 · accession 0001209191-18-041731
Covia Holdings Corp · CVIA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J. Richardson
Officer — EVP, CAO & Secretary
Period of report
Jul 2, 2018
Accepted (ET)
Jul 5, 2018 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001722287
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 2, 2018 | A | 10,865 | $0.00 | A | 57,925 | D | |
| Common Stock | holding | — | — | — | 1,554 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $44.75 | holding | — | — | — | Dec 31, 2019 | Jun 1, 2025 | Common Stock | 20,000 | 20,000 | D |
| Employee Stock Option (Right to Buy)F2,F3 | $10.20 | holding | — | — | — | — | Mar 1, 2026 | Common Stock | 14,400 | 14,400 | D |
| Employee Stock Option (Right to Buy)F2,F4 | $50.15 | holding | — | — | — | — | Mar 1, 2027 | Common Stock | 3,860 | 3,860 | D |
Explanation of responses
- F1The reporting person was granted 10,865 restricted stock units. The restricted stock units vest in 1/3 increments commencing one year after the date of grant.
- F2No transaction is being reported on this line. Reported on a previously filed Form 3.
- F3Two-thirds of this option is immediately exercisable. The remaining one-third will vest on March 1, 2019.
- F4One-third of this option is immediately exercisable. The remaining two-thirds of the option will vest on March 1, 2019 and March 1, 2020 in equal increments.