SEC Form 4 · accession 0001209191-18-063752
OP Bancorp · OPBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yong Sin Shin
Director
Period of report
Dec 19, 2018
Accepted (ET)
Dec 20, 2018 · 6:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001722010
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 19, 2018 | M | 20,000 | $2.85 | A | 438,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.85 | Dec 19, 2018 | M | 20,000 | D | Aug 19, 2015 | Aug 19, 2020 | Common Stock | 20,000 | 80,000 | D |
Explanation of responses
- F1The option, representing a right to purchase a total of 100,000 shares, became exercisable in five equal annual installments beginning on August 19, 2011, which was the first anniversary of the date on which the option was granted.