SEC Form 4 · accession 0000899243-18-008189
Lazydays Holdings, Inc. · LAZY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
COLISEUM CAPITAL PARTNERS, L.P.
Director · 10% Owner
Coliseum Capital, LLC
Director · 10% Owner
Coliseum Capital Management, LLC
Director · 10% Owner
Christopher S Shackelton
Director · 10% Owner
Adam Gray
Director · 10% Owner
Period of report
Mar 16, 2018
Accepted (ET)
Mar 20, 2018 · 6:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001721741
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (Right to Buy)F3,F1,F2 | $11.10 | Mar 16, 2018 | A | 14,218 | A | — | — | Common Stock, par value $0.0001 per share | 14,218 | 14,218 | I |
Explanation of responses
- F1Each option (the "Option") entitles the holder to purchase one share of common stock, par value $0.0001, of the issuer at a price of $11.10 per share. The Options were received by Coliseum Capital Partners, L.P. ("CCP") pursuant to an agreement under which Christopher Shackelton ("Shackelton") assigned to CCP the right to receive all compensation (including equity compensation) that Shackelton would otherwise receive as a director of the Issuer.
- F2The Options vest in three equal annual installments beginning on March 16, 2019.
- F3The Options are held directly by CCP. Coliseum Capital, LLC ("CC") serves as the general partner for CCP; Coliseum Capital Management, LLC ("CCM") serves as investment advisor to CCP. Shackelton and Adam Gray ("Gray") are managers of and have an ownership interest in each of CCM and CC. Each of Shackelton, Gray, CC, CCM, and CCP disclaims beneficial ownership of the Options except to the extent of that person's pecuniary interest therein.
Remarks
Shackelton is a director of the Issuer. As a result, the following persons may be deemed directors by deputization of the Issuer solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended: CCM, CC, CCP, and Gray