SEC Form 4 · accession 0001104659-18-071220
BioXcel Therapeutics, Inc. · BTAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vimal Mehta
Officer — CEO, President, Secretary · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 10:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001720893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | P | 200 | $5.10 | A | 1,200 | D | |
| Common Stock | Dec 3, 2018 | P | 100 | $5.13 | A | 1,300 | D | |
| Common Stock | Dec 3, 2018 | P | 100 | $5.14 | A | 1,400 | D | |
| Common Stock | Dec 3, 2018 | P | 100 | $5.18 | A | 1,500 | D | |
| Common Stock | Dec 3, 2018 | P | 500 | $5.20 | A | 2,000 | D |
Table II — derivative securities
No Table II lines on this filing.