SEC Form 4 · accession 0001567619-18-004930
nVent Electric plc · NVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall J Hogan
Director
Period of report
Oct 30, 2018
Accepted (ET)
Nov 1, 2018 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001720635
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Ordinary SharesF2,F3 | Oct 30, 2018 | F | 85,945 | $24.01 | D | 141,059 | D | |
| Ordinary Shares - Restricted Stock UnitsF6,F3 | holding | — | — | — | 5,130 | D | ||
| Ordinary SharesF4,F2 | holding | — | — | — | 474,450 | I | By Trust | |
| Ordinary SharesF4 | holding | — | — | — | 5,488 | I | By GRAT | |
| Ordinary Shares - Deferral PlanF5,F6 | holding | — | — | — | 61,545 | I | Plan Agent | |
| Ordinary Shares - ESOPF6 | holding | — | — | — | 2,313 | I | By ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares surrendered to pay taxes applicable to vesting of restricted stock units.
- F2Since the date of the reporting person's last ownership form, 33,055 shares previously reported as directly held ordinary shares have been transferred and are now indirectly beneficially owned by Trust.
- F3End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
- F4Since the date of the reporting person's last ownership form, 2,280 shares previously reported as indirectly beneficially owned by GRAT have been transferred and are now indirectly beneficially owned by Trust.
- F5Shares of nVent Electric plc will be delivered to the reporting person in accordance with their irrevocable deferral election.
- F6End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).