SEC Form 3 · accession 0001213900-18-001118
iPic Entertainment Inc. · IPIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sherry Yard
Officer — Chief Operating Officer
Period of report
Jan 31, 2018
Accepted (ET)
Jan 31, 2018 · 8:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001720201
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | holding | — | — | — | 59,081 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $18.13 | holding | — | — | — | — | Dec 21, 2027 | Class A Common Stock | 115,000 | — | D |
Explanation of responses
- F1This amount consists of restricted stock units that will be settled in shares of Class A Common Stock on May 15, 2019.
- F2Subject to the reporting person's continued employment with the issuer through the applicable vesting date, this option is scheduled to vest in equal installments on each of June 1, 2018, June 1, 2019, June 1, 2020 and June 1, 2021.