SEC Form 4 · accession 0001209191-18-053380
Red Violet, Inc. · RDVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Brauser
10% Owner
Period of report
Sep 28, 2018
Accepted (ET)
Oct 2, 2018 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001720116
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 28, 2018 | P | 5,500 | $6.16 | A | 466,005 | I | See footnote |
| Common StockF3,F2 | Oct 1, 2018 | P | 10,000 | $6.35 | A | 476,005 | I | See footnote |
| Common StockF4,F2 | Oct 2, 2018 | P | 7,500 | $6.39 | A | 483,505 | I | See footnote |
| Common Stock | holding | — | — | — | 1,065,983 | D | ||
| Common StockF5 | holding | — | — | — | 183,151 | I | See footnote | |
| Common StockF6 | holding | — | — | — | 5,084 | I | See footnote | |
| Common StockF7 | holding | — | — | — | 2,417 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were purchased in multiple transactions at prices ranging from $6.05 to $6.465, with a weighted average price per share of $6.16. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
- F2Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.
- F3The shares were purchased in multiple transactions at prices ranging from $6.14 to $6.65, with a weighted average price per share of $6.35. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
- F4The shares were purchased in multiple transactions at prices ranging from $6.29 to $6.49, with a weighted average price per share of $6.39. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
- F5Shares held by Birtchtree Capital, LLC, of which Mr. Brauser is the manager.
- F6Shares held by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have.
- F7Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director.