SEC Form 4 · accession 0001209191-18-024638
Red Violet, Inc. · RDVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Brauser
Director · 10% Owner
Period of report
Apr 9, 2018
Accepted (ET)
Apr 11, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001720116
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 9, 2018 | P | 100,063 | $5.00 | A | 401,920 | I | See footnote |
| Common Stock | holding | — | — | — | 863,316 | D | ||
| Common StockF2 | holding | — | — | — | 183,151 | I | See footnote | |
| Common StockF3 | holding | — | — | — | 2,417 | I | See footnote | |
| Common StockF4 | holding | — | — | — | 1,084 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Grander Holdings, Inc. 401K Profit Sharing Plan of which Mr. Brauser is trustee.
- F2Shares held by Birtchtree Capital, LLC, of which Mr. Brauser is the manager.
- F3Shares held by Betsy and Michael Brauser Charitable Family Foundation, Inc. of which Mr. Brauser is a director.
- F4Shares held by BSIG, LLC, of which Mr. Brauser is a member. Mr. Brauser disclaims beneficial ownership of these shares except to the extent of any pecuniary ownership he may have.