SEC Form 4 · accession 0001209191-18-022261
Red Violet, Inc. · RDVT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Swayman
Director
Period of report
Mar 29, 2018
Accepted (ET)
Apr 2, 2018 · 7:58 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001720116
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2018 | A | 12,000 | $0.00 | A | 12,000 | D | |
| Common StockF2 | Mar 29, 2018 | A | 4,000 | $0.00 | A | 4,000 | D | |
| Common Stock | holding | — | — | — | 6,666 | D | ||
| Common StockF3 | holding | — | — | — | 8,000 | I | See Footnote | |
| Common StockF4 | holding | — | — | — | 1,083 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On March 29, 2018, the reporting person received a grant of 12,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal installments on March 29, 2019, 2020 and 2021, subject to accelerated besting under certain conditions.
- F2On March 29, 2018, the reporting person received a grant of 4,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 29, 2019, subject to accelerated vesting under certain conditions.
- F3Shares held by a family trust of which Mr. Swayman serves as co-trustee.
- F4Shares held through BSIG, LLC of which Mr. Swayman is a member.